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Reuse Assistance Grants, Fiscal Year 2001/2002

Questions and Answers: Fiscal Year 2001/2002 Offering

This grant offering is now closed.

November 1, 2001 was the deadline for submitting questions regarding the Reuse Assistance Grants. Please note that only the questions and answers listed below apply to this grant offering.

Bids Eligible/Ineligible Projects Partnering
Copyrights and Trademarks Format of Application Preference Criteria
Definition of a Local Public Agency Green Procurement Policy Reimbursement Policy
Eligible/Ineligible Applicants Matching Funds Resolution
Eligible/Ineligible Costs Number of Grants Awarded

Bids 

Q. Do bids for equipment purchases and promotional materials need to be submitted with the Grant or with Progress/Reimbursement documents?

A. As stated on page 23 of the application (under the Budget Itemization instructions), recent quotes and estimates for all costs must be provided with the application, and each quote/estimate must reference to which Budget item it belongs to. The quotes must be attached following the Budget Itemization Criteria. Additionally, for work done outside of the local public agency, at least three (3) estimates must be attached. For work to be done by the agency, the cost estimate from the Department performing the work must be attached (e.g., 20 staff hours @ $50/hour).

Copyrights and Trademarks

Q. If a company wanted to sell the designs for equipment used for a reuse program later to others to replicate the efficiencies of their operations, would they be able to retain the copyright and/or patents on these designs if developed under a Reuse Assistance Grant?

A. The Grantee assigns to the Board any and all rights, title, (added comma) and interests to any copyrightable material or trademarkable material created or developed in whole or in any part as a result of this Agreement, including the right to register for copyright or trademark of such materials. The Grantee shall require that its contractors and subcontractors agree that all such materials shall be the property of the Board. Upon written request by the Grantee, the Board may give, at (added comma and replaced a with at) the Executive Director's sole discretion, written consent to the Grantee to retain all or any part of the ownership of these rights. The Board may (added the word may) grant (replaced grants with grant) to the Grantee a royalty-free, nonexclusive, nontransferable license to reproduce, translate, and distribute copies of the materials produced pursuant to the Grant Agreement, for nonprofit purposes, and to have or permit others to do so on the Grantee's behalf.

The Grantee assigns to the Board all rights, title, and interest in and to each invention or discovery that may be capable of being patented, that is conceived of or first actually reduced to practice in the course of or under the Grant Agreement, or with the use of any grant funds. Upon written request by the Grantee, the Board may give, at the Executive Director's sole discretion, written consent to the Grantee to retain all or any part of the ownership of these rights.

Definition of a Local Public Agency

Q. According to page 3 of the application, a local public agency is defined as "a city, county, special district, or regional agency which has the authority to provide solid waste handling services." What exactly does having the "authority to provide solid waste handling services" mean?

A. Having the authority to provide solid waste handling services means that the entity is, among other things, subject to the provisions of Public Resources Code §§40000 et seq. Basically, an eligible applicant is an entity that is responsible for furnishing solid waste services. Contact your proposed partner-entity; it will be able to tell you if it comes within this definition. 

Eligible/Ineligible Applicants

Q. Are 501(c)(3) nonprofit agencies eligible to apply for the Reuse Assistance Grants program?

A. Yes, 501(c)(3) nonprofit agencies are eligible to partner with a local public agency to apply for a Reuse Assistance Grant.

Page 3 of the application states, "Any entity(ies) that seeks to promote the concept of reuse and to establish new or expanded opportunities for reuse in California ("qualified partner") may partner with individual and/or regional applicants. It is up to the applicant to exercise its discretion in determining the most appropriate entity to partner with. A qualified partner may manage the grant program. It is, however, the individual local public agency or lead agency for a regional program ("Grantee") that is the responsible party under the grant agreement. The Grantee's responsibilities include, but are not limited to, (1) responsibility for supervising and administering the grant; (2) accountability for how the grant funds are expended; and (3) responsibility for disbursing grant funds. Grant partners will not receive funds directly from the Board and the partner is not a party to the grant agreement."

While a local public agency may partner with any entity(ies) as described above to apply for a Reuse Assistance Grant, it is the local public agency that must be the applicant for the grant, as the local public agency is responsible for administering the grant, and is accountable for how grant funds are expended.

Q. Are private universities and school districts eligible for a Reuse Assistance Grant?

A. Universities and school districts are eligible to partner with a local public agency (a city, county, special district, or regional agency that has the authority to provide solid waste handling services) for a Reuse Assistance Grant. The local public agency will be the applicant for the grant, and therefore, if awarded the grant, will be (1) responsible for administering the grant; (2) responsible for disbursing grant funds; and (3) accountable for how the grant funds are expended.

Q. If an organization has already received funding from the Board for a reuse project, does this decrease the organization's chances of receiving a Reuse Assistance Grant to fund additional reuse activities at this site?

A. As stated on page 3 of the application, "Receipt of a previous grant award(s) from the Board will not affect the Applicant's eligibility. In such a case, the Applicant must indicate in its application how this grant award would complement the previous grant award(s)."

Q. We are enabled by the California Public Resources Code, but not section §§40000 et seq. Do cities generally qualify as eligible applicants, entities responsible for furnishing solid waste services?

A. California cities are considered eligible for a Reuse Assistance Grant, as they furnish solid waste handling services.

Q. Would a local 501(c)(3) nonprofit agency providing vendor services with the Department of Rehabilitation qualify for a Reuse Assistance Grant?

A. Nonprofit organizations recognized by the State of California are eligible to partner with a local public agency to apply for a Reuse Assistance Grant, as stated on page 3 of the application. 

Eligible/Ineligible Costs

Q. Can Reuse Assistance Grant funds be used to support portions of existing material redistribution programs that provide nonmaterial services to needy residents, or are they limited to being applied to the portion that diverts materials from disposal for reuse purposes?

A. Reuse Assistance Grant funds are intended to initiate or enhance programs that divert materials away from disposal and toward beneficial reuse. The funds can be spent on the necessary infrastructure (facilities, equipment, processes, etc.) to achieve this goal, but may not be spent on affiliated activities such as providing nonmaterial assistance to recipients of reused goods.

Q. Would purchasing software to design brochures directly related to a public education campaign to promote reuse be an eligible expense? Or may the purchase be considered a part of the City's "in-kind" contributions if we purchase the software?

Also, on page 5 of the application, under Eligible Project Costs, it states that staff time may be charged directly to the grant up to five percent (5%) of the grant award amount. Along those same lines, is there a similar type of cap for "in-kind" contributions related to staff time?

A. Purchasing software to design brochures directly related to a public education campaign to promote reuse may be eligible for the Reuse Assistance Grant funds or the matching fund requirement, provided that the applicant can provide evidence that the software is critical for the existence of the proposed reuse project/campaign, and the software will be used exclusively for the reuse project/campaign. It is up to the applicant to exercise discretion that the software to be purchased is the type of software most appropriate for the function of the reuse project/campaign, and is in accordance to the State Funded Grant Procedures and Requirements and Terms and Conditions. The software is to be used for the purposes of the grant even if the applicant is no longer receiving grant funds.

Staff time of local public agencies, private contractors, or volunteers may be eligible as part of the matching funds, but shall not exceed five percent (5%) of the grant award amount. Supporting documentation showing the salaries is required in such a case.

Q. I am still a bit confused by the five percent (5%) cap on charging staff time to the grant. Is there a similar type cap on in-kind contributions related to the match requirement? Our program will require that more than five percent (5%) of our match requirement be staff time, will this be eligible? It looks like our match is a bit more than fifty percent (50%) staff time...will this be acceptable or detract points from our application?

A. The five percent (5%) cap on charging staff time to the grant (whether grant funds or matching funds) only pertains to staff costs that fall under the category of overhead, indirect costs, etc. These overhead and indirect costs are expenditures not capable of being assigned and not readily itemized to a particular project or activity, but considered necessary for the operation of the organization and performance of the program. The costs of operating and maintaining facilities, accounting services, and administrative salaries are examples of overhead and indirect costs. These overhead and indirect costs charged to the grant must be associated with grant related activities and cannot exceed five percent (5%) of the grant award amount. Supervision performed by managers, supervisors, etc. are considered to be overhead/indirect costs. However, if a manager, supervisor, etc. performs an activity that is directly related to the execution of the grant (not supervision), costs associated with this activity may be included as a direct charge, not to exceed $50,000 in grant funding. Such an activity must be clearly supported by appropriate documentation and any staff time costs charged directly for implementation and overseeing of the grant must be clearly identified on your proposed budget. During our budget review process, we will evaluate and determine whether to approve the staff time costs as an allowable direct cost to the grant, work with you to revise the cost or identify the cost as overhead/indirect cost of administration.

Q. We are currently in the process of completing a project involving 18 homes near the downtown area along with a plaza for the farmers market and interactive fountain that local children can play and cool off in. The interactive fountain will be the last part of the project to be finished and for the base or flooring of the fountain we would like to use a waste-tire playground cover made of recycled tires. Would the price of the waste-tire playground cover and installation be eligible costs under the guidelines of the Reuse Assistance Grants?

A. Recycling projects are not eligible for a Reuse Assistance Grant, as stated on page 4 of the application. However, there are a variety of Waste Tire Recycling Grants offered by the Board that may fund such a project. These grant offerings can be found at www.ciwmb.ca.gov/Grants/.

Q. I wish to confirm that the lease of a vehicle by a nonprofit partner would be an eligible expense provided all grant conditions are met. I found a discrepancy between the "Notice of Funds Available (NOFA)" and the "Grant Application." The "NOFA" indicates that the purchase/lease of a vehicle is an ineligible expense, unless purchased/leased by a local public agency. The "Application" indicates that the purchase/lease of a vehicle is an eligible expense provided certain conditions are met.

A. The purchase or lease of a vehicle by a Grantee is an eligible expense provided: 1) that the vehicle is critical to the implementation of the reuse grant program; 2) that the vehicle will be used exclusively for the program; 3) that the cost is reasonable; 4) that the type of vehicle is appropriate for the designated purpose; and 4) that the purchase or lease is pre-approved by the Board. The vehicle must be used for the purposes of the grant even if the Grantee is no longer receiving grant funds. Te Grantee must get prior Board approval before they buy or lease a car. In this way, the Grantee can be certain that all eligibility requirements are met.

Q. I need to clarify the following: Can the nonprofit partner (and not the County/Grantee) be the entity actually listed on the vehicle lease, as long as all conditions are met? In other words, the County will administer the grant (if awarded), but the nonprofit partner would actually lease and control the use of the vehicle. It is the County's intention that the nonprofit partner would be reimbursed for the lease with grant funds via the County.

A. As stated on page 5 of the application, "The purchase or lease of a vehicle by a Grantee is an eligible expense..." with the provisions of such a cost following. The Grantee—which must be that local public agency (e.g., the County)—must be the entity listed on the vehicle lease; the entity partnering with the Grantee may not be listed on the vehicle lease.

Q. The application information describes, under eligible project costs, limited staff costs as valid for grant budget purposes. It specifies that applicants can claim staff costs for "implementing and overseeing the grant" up to five percent (5%) of total grant award amount. Does this mean that total staff costs (matching plus grant funds) for all activities directly related to the project cannot exceed five percent (5%) of the grant award, or, does it mean that staff costs specifically for administering the grant are limited to five percent (5%)?

A. The five percent (5%) cap on charging staff time to the grant (whether grant funds or matching funds) only pertains to staff costs that fall under the category of overhead, indirect costs, etc. These overhead and indirect costs are expenditures not capable of being assigned and not readily itemized to a particular project or activity, but considered necessary for the operation of the organization and performance of the program. The costs of operating and maintaining facilities, accounting services, and administrative salaries are examples of overhead and indirect costs. These overhead and indirect costs charged to the grant must be associated with grant related activities and cannot exceed five percent (5%) of the grant award amount. Supervision performed by managers, supervisors, etc. are considered to be overhead/indirect costs. However, if a manager, supervisor, etc. performs an activity that is directly related to the execution of the grant (not supervision), costs associated with this activity may be included as a direct charge, not to exceed $50,000 in grant funding. Such an activity must be clearly supported by appropriate documentation and any staff time costs charged directly for implementation and overseeing of the grant must be clearly identified on your proposed budget. During our budget review process, we will evaluate and determine whether to approve the staff time costs as an allowable direct cost to the grant, work with you to revise the cost or identify the cost as overhead/indirect cost of administration.

There is no cap of staff costs that are directly related to the grant project. Additionally, administrative costs that are directly associated with the grant project are not subject to the five percent (5%) cap; administrative costs that are indirectly associated with the grant project are subject to the five percent (5%) cap.

Q. If the total allowable costs for all staff time spent conducting the project are limited to five percent (5%), are costs of consultant work on activities directly related to the project similarly limited to any percent?

A. Only indirect costs are limited to five percent (5%) of the grant award amount. Direct costs related to the project do not have a cap, whether they are the result of work performed by the Grantee or the consultant.

Q. If an applicant hires a consultant to perform grant administrative duties, are the allowable costs of the consultant time spent on administrative activities limited to the five percent (5%) of grant award amount?

A. If an applicant hires a consultant to perform grant administrative duties that are directly related to the grant project, there is no cap. However, if overhead or indirect costs are included in the cost of hiring a consultant to the perform grant administrative duties that are directly related to the grant project, the overhead and indirect cost portion of the cost must be subtracted from the direct portion of the cost. This overhead and indirect costs would be limited to the five percent (5%) cap. In addition, if the consultant performs grant administrative duties that are indirectly related to the grant project, such costs are limited to the five percent (5%) cap.

Eligible/Ineligible Projects

Q. The reuse project we are proposing is excavating soil from abandoned oilfields (verified as nonhazardous) that will be beneficially reused as reclamation and/or road material. As a point of clarification, many of these "oilfield" sites are within residential and agricultural zone properties. Would this project qualify for a Reuse Assistance Grant?

A. As long as the soil is considered nonhazardous and is reused in its current form (not recycled), the project would be eligible for a Reuse Assistance Grant. However, the focus of Reuse Assistance Grants is on the reuse of materials that would otherwise be disposed.

Please note that these are competitive grants. The applications are evaluated based upon weighted general and preference scoring criteria. All things being equal, a project that more closely addresses the criteria will receive a higher score than one that does not. As an example, under the "Objectives" criterion, more points will be awarded to projects that continue (are self-perpetuating) after the end of the grant term.

Q. Can funds be used for a feasibility study for a resource recovery park adjacent to an existing landfill and materials recovery facility?

A. Feasibility studies would not be eligible for a Reuse Assistance Grant, as the Reuse Assistance Grants are intended for the establishment or expansion of tangible reuse programs.

Q. Is a city-wide residential garage sale an eligible project for the Reuse Assistance Grants?

A. A city-wide residential garage sale could be considered eligible for a Reuse Assistance Grant. However, please note that as this is a competitive grant, all proposed projects will be scored on several criteria including "Need," which is worth 30 points out of a possible 100 points, and "Objectives," which is worth 25 points out of a possible 100 points (see page 7 of the application). The definition of "Need" for this grant cycle includes the "(d)escription and justification of any targeting of specific commercial sectors based on the potential for waste diversion through reuse." The definition of "Objectives" for this grant cycle includes "(t)he extent to which benefits from the project will continue after the funding has ended." Proposed projects that accomplish the goal of targeting business sectors and projects that have a propensity for longevity will receive higher "Need" and "Objectives" scores than those that do not. The Board cannot predetermine whether a particular proposed project will receive the points necessary to qualify for funding.

Q. Would the following concept be considered eligible for a Reuse Assistance Grant: placing branches, logs, and wood in a tub grinder, and then placing the subsequent mulch materials on the land around the Municipal Airport to be used as erosion control (prevent blowing sand), fuel modification, and weed suppression? If this material is not reused, our department will be required to landfill it.

A. Placing the wood in a grinder to create mulch would be considered significantly processing the wood, and therefore would not be considered reuse. Subsequently, such a project would be considered ineligible for a Reuse Assistance Grant.

Q. I am considering a project with a University of California to set up a compost demonstration site on campus. The pilot scale project would be intended to recycle/reuse the following materials in differing combinations: landscaping waste, food waste, horse manure, and bedding. The composted materials would then be used as a soil amendment in the University's organic gardens which adjoin the proposed compost site. The project would be designed as an educational tool as well as a means of demonstrating the feasibility of composting these materials to the many and varied organic waste generators in the county. Would this proposal meet the criteria for the current Reuse Assistance Grant? If not, will there be other grants available through the Board in the near future?

A. Composting projects are not considered eligible projects for a Reuse Assistance Grant. The Reuse Assistance Grants are intended to foster projects that take a material in its current form and reuse it in that form without any significant processing that would alter its material structure. However, there are a variety of grants offered by the Board that may fund composting projects. These grant offerings can be found at www.ciwmb.ca.gov/Grants/.

Q. Could the Reuse Assistance Grants fund the development of an established reuse business training curriculum, funding necessary training costs, and setting up a candidate screening process to facilitate replication of an established reuse business?

A. The Reuse Assistance Grants are intended to establish or expand actual, long-term reuse programs. The development of training materials and other processes for the potential replication of existing facilities do not amount to the establishment or expansion of a reuse facility and would not be considered eligible for a Reuse Assistance Grant. Examples of eligible programs for a Reuse Assistance Grant include the reuse (not composting) of organic materials, such as a food rescue (food bank) program, or the reuse (not recycling) of electronics/computers.

Q. Could the Reuse Assistance Grants fund the development of implementation plans to add reuse facilities to an existing solid waste facility, scoping out what types of reuse facilities are needed in a given area, and outlining how to develop a reuse project that meets those needs?

A. The Reuse Assistance Grants are intended to establish or expand actual reuse facilities, not to assess the need for such a facility in a given area—such studies should be completed before applying for a Reuse Assistance Grant. Although a worthwhile project, the culmination of processes suggested in this question above would not amount to the establishment or expansion of a reuse facility and would not be considered eligible for a Reuse Assistance Grant.

Q. The Reuse Assistance Grants Program prioritizes the reuse of "organics," among a few key material types. Grasscycling, composting, and recycling efforts clearly do not qualify. We are seeking further clarification on the types of organic materials and types of specific activities that might qualify for Board funding.

Our agency is considering a cooperative project with local school and nonprofit organizations that would divert wood generated in tree removal activities as useable product. The envisioned project may dovetail with current nonprofit and school programs, particularly a barn owl box program sponsored by local winegrowers in conjunction with high school and wildlife rescue organizations.

The Parks Division would use the recovered logs for railings, landscape borders, retaining walls, sign and fence posts. It might also purchase a small portable mill to make lumber from the logs. The lumber could then be used for barn owl boxes, boardwalks, signs, and other park and trail structures.

Would the Board consider the recovery of tree logs a reuse activity that would qualify for funding? Would it consider purchase of a mill and costs of shaping and installation of the wood products valid project costs?

A. "Reuse" is defined as the use of a material over again in its current form without any significant processing that would alter its material structure. The milling process necessary to convert logs into lumber would be a significant processing of the recovered logs, and therefore the project would not be eligible under this grant. However, other uses of recovered logs that do not require significant processing, such as railings, landscape borders, retaining walls, sign and fence posts, would be eligible for Reuse Assistance Grant funding.

Q. We are currently in the process of completing a project involving 18 homes near the downtown area along with a plaza for the farmers' market and interactive fountain that local children can play and cool off in. The interactive fountain will be the last part of the project to be finished and for the base or flooring of the fountain, we would like to use a waste-tire playground cover made of recycled tires. Would the price of the waste-tire playground cover and installation be considered eligible projects costs under the guidelines of this grant?

A. Recycling projects are not eligible for a Reuse Assistance Grant, as stated on page 4 of the application. However, there are a variety of Waste Tire Recycling Grants offered by the Board that may fund such a project. These grant offerings can be found at www.ciwmb.ca.gov/Grants/.

Q. Would paying for an extra custodial person (or someone in a similar position) to ensure that the food waste/recyclables go to the right area (e.g., food and paper to yard waste, etc.) be eligible for a Reuse Assistance Grant project? We are starting a residential food waste composting program and the schools are eligible to get that service, too, if we can get someone to operate such a program.

A. Composting projects are not considered eligible projects for a Reuse Assistance Grant. The Reuse Assistance Grants are intended to foster projects that take a material in its current form and reuse it in that form without any significant processing that would alter its material structure. However, there are a variety of grants offered by the Board that may fund composting projects. These grant offerings can be found at www.ciwmb.ca.gov/Grants/.

Q. Would constructing a set of compost bins using reused materials be eligible for a grant project? We would set up a demonstration site for the community as a whole and provide on-going training sessions that stress the importance of reusing construction materials instead of buying new. We would also coordinate with the local waste hauler and construction companies to capture these materials, thereby potentially reducing their disposal costs. There seems to be a considerable need in the community for composting as it relates to water quality.

A. Constructing bins using reused materials could be considered eligible for a Reuse Assistance Grant. However, please note that as this is a competitive grant, all proposed projects will be scored on several criteria including "Need," which is worth 30 points out of a possible 100 points, and "Objectives," which is worth 25 points out of a possible 100 points (see page 7 of the application). The definition of "Need" for this grant cycle includes the "(d)escription and justification of any targeting of specific commercial sectors based on the potential for waste diversion through reuse." The definition of "Objectives" for this grant cycle includes "(t)he extent to which benefits from the project will continue after the funding has ended." Proposed projects that accomplish the goal of targeting business sectors and projects that have a propensity for longevity will receive higher "Need" and "Objectives" scores than those that do not. The Board cannot predetermine whether a particular proposed project will receive the points necessary to qualify for funding.

Q. Can the Reuse Assistant Grant be used by a local public agency to hire a consultant to organize and implement a reuse program which would then be continued by the local public agency? If this would be considered an eligible project, and the local public agency provides office space, phone and computer use to the consultant, but these costs are not charged to the Reuse Assistance Grant, can these costs be considered matching funds?

A. The Reuse Assistance Grant may be used by a local public agency to hire a consultant to organize and implement a reuse program which would then be continued by the local public agency. However, as stated on page 6 of the application, "'(i)n-kind' contributions, other than staff time, are not allowable as matching funds. An organization's overhead costs, such as leasing or rental costs, utilities, or phones used for a reuse program are ineligible for the matching fund requirement."

Q. My company would like to obtain a grant to design and purchase new materials handling equipment (e.g., racks, display systems, conveyors) at our reuse facility. Would that be an eligible activity?

A. Reuse Assistance Grant funds are intended to initiate or enhance programs that divert materials away from disposal and toward beneficial reuse. The funds can be spent on the necessary infrastructure (facilities, equipment, processes, etc.) to achieve this goal; however, applicants are encouraged to explore the options of used equipment whenever appropriate and feasible.

Q. We are a California special district that has been conducting a pilot "biomass reuse" program for the past two years. We use locally harvested urban trees from the City to mill into usable lumber. The lumber is cured for several months, then used to construct or repair park benches, bleachers, bluebird nest boxes, and other local projects. We have been using a sawmill on loan from the California Department of Forestry and Fire Protection.

This biomass reuse project converts trees from the urban ecosystem functions they provide to their "highest and best use." This diverts trees from the waste stream or a lower use, such as firewood and mulch. Would the cost of purchasing a sawmill be covered by this grant? 

Secondly, we are enabled by the California Public Resources Code, but not section §§40000. Do cities generally qualify as eligible applicants, entities responsible for furnishing solid waste services?

A. Milling wood would be considered significantly processing the wood, and therefore would not be considered reuse. Subsequently, such a project would be considered ineligible for a Reuse Assistance Grant. There are, however, a variety of grants offered by the Board. This information can be found at www.ciwmb.ca.gov/Grants/.

California cities are considered eligible for a Reuse Assistance Grant as they furnish solid waste handling services.

Q. For Second Chance Week, we had an event where we asked for donations of blankets, towels, and sheets for the local animal shelters. Shelters are in need of them and the Goodwill store/trailer does not accept such items. The response was overwhelming; would this qualify for a Reuse Assistance Grant project if we continued the program throughout the year? This project would not require a great deal of grant funding, but it is time-consuming to handle and deliver the items.

A. Yes, such a project could be considered eligible for a Reuse Assistance Grant project.

Format of Application

Q. We are planning on submitting our application on thirty percent (30%) post-consumer recycled content paper, but the paper does not have a recycled logo or emblem on it. What do we need to do in order to indicate that the paper is in fact 30 percent postconsumer recycled content?

A. As stated on page 24 of the application, text confirming the use of recycled content paper will suffice in place of a recycled logo or emblem. If you will be using thirty percent (30%) post-consumer recycled content paper, simply state on the last page of the application that the paper is 30 percent postconsumer recycled content.

Green Procurement Policy

Q. Regarding the Green Procurement Policy (Recycled Content Purchasing) and Sustainable Practices requirement listed in the application, we would like to submit an application for the Reuse Assistance Grant, but the County has not yet adopted a Green Procurement Policy. Can we apply for a grant and attach a draft of a Green Procurement Policy that will be considered or acted upon soon by our Board of Supervisors here and still qualify? I think the requirement for a Green Procurement Policy does act as an impetus for jurisdictions who have not yet adopted such a policy to do so, but the timing is tight for getting both completed by November 30, 2001.

A. While the Green Procurement Policy may be adopted during the application period, the policy must be adopted no later than November 30, 2001. 

Q. Our local public agency has a Green Procurement Policy that is older than five years. Would it be fine to submit the policy, along with a draft of a new policy? If so, where would I attach the documentation?

A. Yes, it is acceptable to submit a draft of a new policy. The documentation may be attached to the Green Procurement page of the application (Criterion #7), or at the end of the application, as long as it is identified to which Criterion the documentation belongs. If the applicant submits a draft policy, the applicant must notify the Board no later than November 30, 2001 if the adopted policy differs from the draft.

Matching Funds

Q. Would purchasing software to design brochures directly related to a public education campaign to promote reuse be an eligible expense? Or may the purchase be considered a part of the City's "in-kind" contributions if we purchase the software?

Also, on page 5 of the application, under Eligible Project Costs, it states that staff time may be charged directly to the grant up to five percent (5%) of the grant award amount. Along those same lines, is there a similar type of cap for "in-kind" contributions related to staff time?

A. Purchasing software to design brochures directly related to a public education campaign to promote reuse may be eligible for the Reuse Assistance Grant funds or the matching fund requirement, provided that the applicant can provide evidence that the software is critical for the existence of the proposed reuse project/campaign, and the software will be used exclusively for the reuse project/campaign. It is up to the applicant to exercise discretion that the software to be purchased is the type of software most appropriate for the function of the reuse project/campaign, and is in accordance to the State Funded Grant Procedures and Requirements and Terms and Conditions. The software is to be used for the purposes of the grant even if the applicant is no longer receiving grant funds.

Staff time of local public agencies, private contractors, or volunteers may be eligible as part of the matching funds, but shall not exceed five percent (5%) of the grant award amount. Supporting documentation showing the salaries is required in such a case.

Q. I am still a bit confused by the five percent (5%) cap on charging staff time to the grant. Is there a similar type cap on in-kind contributions related to the match requirement? Our program will require that more than five percent (5%) of our match requirement be staff time, will this be eligible? It looks like our match is a bit more than fifty percent (50%) staff time...will this be acceptable or detract points from our application?

A. The five percent (5%) cap on charging staff time to the grant (whether grant funds or matching funds) only pertains to staff costs that fall under the category of overhead, indirect costs, etc. These overhead and indirect costs are expenditures not capable of being assigned and not readily itemized to a particular project or activity, but considered necessary for the operation of the organization and performance of the program. The costs of operating and maintaining facilities, accounting services, and administrative salaries are examples of overhead and indirect costs. These overhead and indirect costs charged to the grant must be associated with grant related activities and cannot exceed five percent (5%) of the grant award amount. Supervision performed by managers, supervisors, etc. are considered to be overhead/indirect costs. However, if a manager, supervisor, etc. performs an activity that is directly related to the execution of the grant (not supervision), costs associated with this activity may be included as a direct charge, not to exceed $50,000 in grant funding. Such an activity must be clearly supported by appropriate documentation and any staff time costs charged directly for implementation and overseeing of the grant must be clearly identified on your proposed budget. During our budget review process, we will evaluate and determine whether to approve the staff time costs as an allowable direct cost to the grant, work with you to revise the cost or identify the cost as overhead/indirect cost of administration.

Q. It is my understanding that the total cost of staff costs charged to the grant shall not exceed five percent (5%) of the grant award amount. Does the five percent (5%) cap also apply to matching funds? Is it possible that a large proportion of the matching funds may be spent on staff costs, as long as the staff costs are directly related to the implementation of the grant and the costs are identified in an approved proposal?

A. The 5 percent cap on charging staff time to the grant (whether grant funds or matching funds) only pertains to staff costs that fall under the category of overhead and indirect costs. These overhead and indirect costs are expenditures not capable of being assigned and not readily itemized to a particular project or activity, but considered necessary for the operation of the organization and performance of the program. The costs of operating and maintaining facilities, accounting services, and administrative salaries are examples of overhead and indirect costs. These overhead and indirect costs charged to the grant must be associated with grant related activities and cannot exceed five percent (5%) of the grant award amount. Supervision performed by managers, supervisors, etc. is considered to be overhead/indirect costs. However, if a manager, supervisor, etc. performs an activity that is directly related to the execution of the grant (not supervision), costs associated with this activity may be included as a direct charge, not to exceed $50,000 in grant funding. Such an activity must be clearly supported by appropriate documentation and any staff time costs charged directly for implementation and overseeing of the grant must be clearly identified on your proposed budget. During our budget review process, we will evaluate and determine whether to approve the staff time costs as an allowable direct cost to the grant, work with you to revise the cost or identify the cost as overhead/indirect cost of administration.

There is no cap of staff costs that are directly related to the grant project. Additionally, administrative costs that are directly associated with the grant project are not subject to the five percent (5%) cap; administrative costs that are indirectly associated with the grant project are subject to the 5 percent cap. However, if overhead or indirect costs are included in the administrative costs that are directly associated with the grant project, the overhead and indirect cost portion of the cost must be subtracted from the direct portion of the cost. This overhead and indirect costs would be limited to the five percent (5%) cap.

Q. Can the Reuse Assistant Grant be used by a local public agency to hire a consultant to organize and implement a reuse program which would then be continued by the local public agency? If this would be considered an eligible project, and the local public agency provides office space, phone and computer use to the consultant, but these costs are not charged to the Reuse Assistance Grant, can these costs be considered matching funds?

A. The Reuse Assistance Grant may be used by a local public agency to hire a consultant to organize and implement a reuse program which would then be continued by the local public agency. However, as stated on page 6 of the application, "'(i)n-kind' contributions, other than staff time, are not allowable as matching funds. An organization's overhead costs, such as leasing or rental costs, utilities, or phones used for a reuse program are ineligible for the matching fund requirement."

Q. May each itemized budget task come from one source of matching funds (i.e., business community program oversight fees)? We have collected approximately $70,000 in the last 12 months.

A. Yes, each itemized budget task may come from one source of eligible matching funds.

Q. Would it be considered adequate if an applicant stated in writing that its governing body would be presented a formal ordinance for allocating matching funds for the project upon award by the Board?

A. Matching funds may be secured after the submittal of the application, but must be secured by December 21, 2001, not upon award by the Board. However, applicants are strenuously encouraged to secure the matching funds before November 30, 2001, as the delay in doing so may prevent the applicants from successfully completing their reuse project and/or receiving reimbursement for expenditures they accrue during the grant term. If matching funds cannot be secured before November 30, 2001, a letter of intent stating that the matching funds will be secured by December 21, 2001 must be included with the application.

Number of Grants Awarded

Q. How many grants are awarded per cycle? If this varies can you give me an estimate?

A. A total of $250,000 is available, and applicants may request up to $50,000. Since applicants may request any amount up to $50,000, it is not possible to estimate how many grants will be awarded.

Partnering

Q. Regarding individual schools and/or school districts applying for a Reuse Assistance Grant, does the partner need to be the school district, or can it be the individual school? Our principal and Governance Council is fully supportive of this grant but getting through the school district will be very difficult.

A. There is no grant prohibition against an individual school partnering with an eligible local public agency.

Q. Does the partner need to identify the local solid waste authority and convince that agency to sponsor the grant application and then administer it?

A. Only a local public agency, as defined in the application, may apply. If the local public agency is awarded the grant, it would be required to perform certain responsibilities. The Grantee's responsibilities include, but are not limited to, (1) supervising and administering the grant; (2) accountability for how the grant funds are expended; and (3) responsibility for disbursing grant funds. Grant partners do not receive funds directly from the Board, and the partner is not a party to the grant agreement. The local public agency should be aware of these conditions prior to applying for the grant.

Preference Criteria

Q. Please clarify what is meant by the priority waste category "materials intended for use in an educational setting" under the Preference Criteria. For example, a wide variety of materials can be used in an educational setting, including pens, chalk, paper, notebooks, markers, furniture, phones, computers, etc. Does this category refer to any material that could be used by schools? Does this category refer to setting up a reuse program specifically for schools, so that they can come to a location and pick up materials they need, even if the materials did not necessarily come from schools?

A. The Preference Criterion "materials intended for use in an education setting" can include, but is not limited to, pens, chalk, paper, notebooks, markers, furniture, phones, computers, etc., as long as the materials are nonhazardous, and are being reused, not recycled. Even if the school materials do not come from a school, a reuse program that establishes a facility where schools can come to a location and pick up materials could meet the Preference Criterion, as the reused materials would benefit schools.

Reimbursement Policy

Q. How long is the reimbursement process after we submit our invoices?

A. Because the local public agency would be the Grantee for the project, the local public agency would receive all of the reimbursement checks and would then forward the checks to the business/nonprofit partner. Check with your local public agency to find out how long it requires to process a grant check for payment.

Q. How long is the Board's reimbursement process? It is our understanding that we purchase our equipment and supplies and then submit our invoices to the Board in order to get a grant check for reimbursement. Once we (the Grantee) submit our invoices to the Board, how long is the response time to issue us a grant check?

A. While the length of the reimbursement process can vary, Grantees usually receive the reimbursement check within one (1) month of submittal, provided that all costs are eligible expenses, and no revisions need to be made to the Payment Request Form, the Progress Report, or any of the necessary attachments.

Q. If awarded the grant, how much advance money may we request? How long does it take to receive the advance?

A. The Reuse Assistance Grants are reimbursement grants only. Advances are not available.

Q. Does the "advance" payment letter have to be included in the grant application, or do we wait for award approval first?

A. As stated above, the Reuse Assistance Grants are reimbursement grants only. Advances are not available.

Resolution

Q. May we submit our application by the deadline and send the resolution in early December 2001? We are trying to work around our Council Meeting date schedule.

A. Yes, you may submit the application by the deadline (November 30, 2001) and send the Resolution separately. However, as stated on page 29 of the application, the Resolution must be received by December 21, 2001

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Last updated: June 25, 2008


Reuse http://www.ciwmb.ca.gov/Reuse/
Barbara Baker: RAGs@ciwmb.ca.gov (916) 341-6446