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Diversion Study Guide

Designing a Diversion Study (part 2)

 
Part 1
Part 2
Part 3

Identify where to capture diversion data

For each type of generation source, the jurisdiction must determine the best place in the waste flow cycle to capture the diverted tonnage and material type data.

Recycling systems are complex market systems.  Diverted materials are commodities, moving quickly as they are easily bought and sold.  Recyclables can be collected in the jurisdiction and moved for processing to another location.  For example, grocery stores may ship their compostables to a central composting facility outside the jurisdiction, and department stores may send their recyclables back to a central redistribution center.  The jurisdiction must always specify time periods and locations to avoid double-counting errors.

It is important to remember that many waste disposal facilities also produce diverted materials, and that unmarketable diverted materials can flow back into the disposal system.  Also note that diversion facilities such as thrift stores and buyback centers may accept materials from multiple jurisdictions.

If you can’t measure specific diversion activity, don’t count it.  When quantifying diversion activities, actual data are required to document the disposal reduction realized as a result of such activity.

Included in this guide is a “big picture” evaluation checklist for field review  (Appendix B).  The intent of this checklist is to provide the jurisdiction with a starting point for determining the recycling activities underway.  The following list identifies sources for capturing diversion data from the residential and non-residential sectors.

Residential and non-residential service providers

Note:  When surveying service providers, it is important to ensure that diversion tonnage is not double counted.

  • Haulers:  Haulers that provide recycling services (e.g., separate recycling roll-off recycling containers, old corrugated cardboard bins, compactor loads, mixed paper pickup, curbside recycling programs, etc.) to the residential and non-residential customers in a jurisdiction should have volume or tonnage estimates of collected recycled materials.  Haulers may also provide unattended drop-off recycling bins in a jurisdiction.  Jurisdictions should consider including a diversion tonnage reporting requirement in hauler or franchise contracts and/or permits.
  • Drop Box Haulers: Haulers that provide drop boxes, such as for construction and demolition waste, are a potential source of diversion data.  Drop box companies should be identified as a source of diversion data.
  • Recyclers:  Some jurisdictions require reporting of diverted tonnage as a condition of operating a business in the jurisdiction.  This is the easiest method of obtaining private sector data.  Surveys of recyclers, materials brokers, and end users have been used with mixed success.  Participation in the surveys by the recyclers who operate buyback facilities is key.  Professional and business associations may be willing to help collect data from their members.  Great care must be taken in the design of the survey to avoid double counting of diversion tonnage.  A sample cover letter and a recycling form for cities are contained in Appendices C and D.
  • Composters:  Many composters collect material from self-haulers.  The facility should have tonnage information they can provide to the jurisdiction.
  • Transfer Stations/Material Recovery Facilities (MRFs):  Many transfer stations, and all MRFs, salvage recyclable materials such as paper, plastics, metal, glass, wood, etc.  Many of these facilities also operate drop-off areas for recyclables.  The CIWMB Solid Waste Information System (SWIS) facility database includes listings of all such facilities within each jurisdiction.  Contact each facility for specific information regarding diversion tonnage.
  • Landfills: Many landfills salvage recyclable materials such as scrap metal and wood waste.  Also, many landfills have drop-off areas for recyclables.  Contact the landfill for diversion tonnage.
  • Alternative Daily Cover (ADC):  This data should be collected from the Board’s Disposal Reporting System.  A report of jurisdiction ADC tonnage by material type is available through your CIWMB local assistance staff representative.

Residential sector activities

  • Garage sales:  Many communities promote garage sales as an opportunity to divert reusable materials.  To calculate diversion tonnages, the jurisdiction should conduct a survey.
  • Thrift stores:  For many communities, product reuse through thrift store sales can be an extremely successful diversion program. To calculate diversion tonnages, the jurisdiction should conduct a statistically significant survey or collect data from individual thrift stores.
  • Backyard composting:  Many communities promote backyard composting by providing subsidized or free compost bins and training workshops.  Jurisdictions must determine the number of households participating in backyard composting by surveying participants.  If appropriate, jurisdictions may be able to use conversion factors to estimate the tonnage being diverted (see Appendix I).
  • Grasscycling:  This diversion activity has become more common as many jurisdictions have implemented regional educational campaigns to encourage grasscycling.  To quantify this activity the jurisdiction must complete a survey to determine the number of households participating.  See Appendix J for sources of conversion factors.
  • Xeriscaping:  The practice of landscaping with slow-growing, drought-tolerant plants to conserve water and reduce yard trimmings is becoming more popular.  To quantify this activity the jurisdiction must complete a survey to determine the number of households participating and tonnage diverted.
  • Horse manure composting:  Some residential areas may have small horse lots or community stables.  Survey these stables to determine if the manure is collected and composted.  The composter or hauler should be able to provide tonnage data or see Appendix I for sources of conversion factors of amount of manure generated per animal.

Non-residential sector activities

  • Non-residential sector generators: The first step is to identify all the businesses, governmental agencies, and industries in the jurisdiction.  The business licenses of the jurisdiction can serve as a data collection tool.  This can help identify the businesses operating within the jurisdiction as well as the number of employees working at the business.  Another data collection tool is the hauler’s customer database.  This database can identify the businesses and contacts within those businesses that are dealing in recycling and waste.  These contacts can be extremely useful when conducting the diversion surveys.  Other sources include utility billing lists and business tenant lists.
  • There are other commercial business databases that maintain business data by jurisdiction, such as Dunn and Bradstreet and ABII.  (Note: A business with a license to do business in the jurisdiction but that is physically located elsewhere is not a potential sample point.  This minimizes selection of businesses that are home-based and/or mailbox businesses.) Matching multiple data sources should increase the accuracy of your survey population.
  • Large non-residential sector enterprises generally have ongoing diversion programs as part of their standard operating practices.  These diversion programs may represent substantial diversion tonnage that can be identified with waste reduction and recycling surveys.
  • Telephone surveys and written surveys must be carefully designed to minimize the time required for the business to complete the survey.  Try to reduce survey question bias while addressing the issue of self-selection bias among respondents.

In larger communities, businesses have been successfully approached for survey cooperation through state and regional industry associations and business organizations.  A list of several commercial businesses (Appendix E) is provided to assist in collecting diversion information.

  • Large turf areas: Many communities throughout California have not taken grasscycling activities into account when calculating diversion activities.  Implementation of grasscycling can have a significant impact on the overall diversion for a jurisdiction.  Managers of large turf areas, such as golf courses, parks, and cemeteries, should be surveyed to determine the acreage that is being grasscycled (see Appendix I for sources of conversion factors).
  • Xeriscaping:  The practice of landscaping with slow-growing, drought-tolerant plants to conserve water and reduce yard trimmings is becoming more popular. To quantify this activity the jurisdiction must complete a survey to determine the number of non-residential generators participating and tonnage diverted.
  • Confidential document destruction companies:  Contact these companies to determine the amount of paper that is being collected and recycled from the non-residential sector in the community.
  • Food banks/food rescue services within the community:  Contact food banks/rescue services to determine the amount of food that is diverted from restaurants, supermarkets, catering businesses, etc.
  • Rendering/Tallow companies: Survey renderers and tallow companies to determine diverted tonnage.
  • Tire shops: Identify and survey tire shops in the community.  Get number of tires diverted and total weight.  Note: If using just number of tires, you may claim credit for smallest tire.
  • Construction companies:  Contact companies that provide construction and remodeling services in the community to determine diversion activities they undertake. Include roofers.
  • Sewage sludge:  (must be diverted through landspreading, composting, etc.):  Jurisdictions that have a wastewater treatment plant that diverts sludge can count the diversion.  See Appendix H, “What Counts Toward Diversion” for guidelines on counting sludge.

When quantifying source reduction, the focus should be on disposal-based quantification that is reducing the amount of material that would actually go to landfill. The surveyor should count the incremental difference of a material being diverted versus looking at it in perpetuity.

Any source reduction activities identified should be explained in detail in the Board’s Base-Year Modification Certification sheet.  The Board has indicated that it will be scrutinizing more closely any source reduction amounts that are greater than 5 percent of the total generation.  Therefore, requests above this amount should include more detailed information describing, documenting, and verifying the methodology, assumptions, and results used.

It is important to note that when quantifying diversion activities that the Board and staff will scrutinize this information.  You will need to clearly document and justify your results to receive diversion credit, and you will need to present the information clearly to the Board.  See the CIWMB Base-Year Modification Request Certification sheet for more information.

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Last updated: December 28, 2007


Local Government Central  http://www.ciwmb.ca.gov/LGCentral/
Larry N. Stephens: lstephen@ciwmb.ca.gov  (916) 341-6241